AFSL audits

Helping Australian Financial Services Licensees meet their obligations with confidence

At onefocus, we understand the regulatory landscape that Australian Financial Services Licensees (AFSL holders) operate in. Our audit services are designed to ensure compliance with ASIC requirements while delivering insights that support strong governance, risk management and operational integrity.

Trusted audits for a regulated environment

Whether you’re a financial planner, investment manager, or responsible entity, our AFSL audit services are tailored to your business model and licensing conditions. We work closely with you to ensure your financial and compliance obligations are met efficiently and transparently.

AFSL financial statement audits

Annual audits to meet ASIC lodgement requirements under the Corporations Act.

AFSL compliance audits

Independent reviews of your compliance with licence conditions and financial requirements.

Trust account audits

Assurance over client money handling and trust account compliance.

Internal control assessments

Evaluation of your systems and controls to identify risks and improve processes.

Regulatory reporting support

Assistance with preparing and reviewing financial and compliance reports for ASIC.

Experienced. Insightful. Trusted.

Our audit team brings together decades of experience in financial services, compliance, and assurance. We’ve worked with a wide range of AFSL holders—from boutique advisory firms to large investment managers—giving us a deep understanding of the sector’s complexities.

Registered Company Auditors with extensive ASIC and AFSL audit experience.

Chartered Accountants and CPA-qualified professionals who stay current with evolving regulatory standards.

Specialists in financial services compliance, including RG 166, RG 78, and trust account obligations.

Collaborative advisors who work closely with your compliance officers, CFOs, and directors to ensure a smooth audit process.